Helpdesk Click here to connect with our resourcing helpdesk team ?
Skip to main content

Trades and Transactions Operations AVP

Whippany, NJ

We’re here for you and your future

We’re building the bank of the future. We’re staking our claim on tomorrow with game-changing contact centres which truly put the customer first. And we’re giving you an opportunity to develop your career, becoming a part of our 325-year heritage, while delivering life enhancing financial solutions to our customers during these unprecedented times.

Key information

Date live May. 15, 2022

Business Area COO & Functions

Area of Expertise Operations

Contract Permanent

Reference Code 90319820

Job description

Trades and Transactions Operations AVP
Whippany, NJ

As a Barclays Trade and Transaction Operations AVP,  you are responsible for ensuring the completeness, accuracy and timeliness of reporting to US regulators. The team provides oversight and goverance of 9 US regulations across Equities, Options anf Fixed Income Products is responsible for executing key controls,  generating relevant MI, performing root cause analysis, escalating key issues to the business and management and coordinating relevant IT fixes.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

What will you be doing?

•    Managing critical and complex Group regulatory reporting requirements.  Meet internal and external demands and deadlines
•    Maintaining good knowledge and understanding of regulatory and market developments impacting on US FINRA regulations including CAT, ACT, LOPR, EBS, TRACE
•    Managing the day to day Trade and Transaction Reporting issues, providing management with updates
•    Generating and analysing reporting data and produce required management information.
•    Reviewing daily CAT exceptions and control reports
•    Designing, operating and implementing all needed controls for completeness timeliness and accuracy of reporting
•    Reviewing and enhancing processes, Operating Procedures, Checklists and Reports to ensure they are accurate and current
•    Various MI creation and distribution capturing Reporting, timeliness and accuracy

What we’re looking for:

•    Bachelor’s Degree or equivalent
•    Proficient in MS applications, particularly Outlook, Excel, PowerPoint and Word
•    Detailed oriented individual with Financial services experience particurally Investment Banking
•    Proven ability to build, maintain and enhance relationships at all levels including interacting effectively with other key areas within the bank

Skills that will help you in the role:

•    Two+ years experience working in Investment Bank, Compliance, Operations, or Risk and Control Function
•    One+ years experience in Regulatory Reporting or Regulatory for FINRA reporting 
•    One+ years experience with Equities, Options or Fixed Income Products 
•    Ability to influence others and work under pressure independently with excellent written and verbal communication skills

Where will you be working?

You will be working at Barclays Services, Whippany, New Jerseys’ fully Operational Customer Contact center, where the best meet to build careers full of scope, variety, and reward. Supporting the banking and financial solutions of today’s demands, answering tomorrow’s questions, and redefining the future of customer support in finance.


What you get in return

Paid vacation

Tuition reimbursement

Paid sickness

Short-term disability-coverage

Medical coverage

Dental coverage

401(k) contribution

Success profile

These are four characteristics you need to be successful in representing us and our partners.

Qualities we look for: care, curiosity, courage, can do

Is this role right for you?

Deciding on your next career step is a big decision, why not take our quiz to find out if this opportunity is right for you?

Take our quiz

The Barclays Way

This is the spirit of Barclays. It’s why we exist, what we believe and how we behave. But most importantly, it’s how we make decisions, take action and get things done.

Learn more


We exist to provide responsible finance to people and business – but also a whole lot more.


We believe great talent RISES. It acts with Respect, Integrity, Service, Excellence and Stewardship.


We discover our full potential through our desire to Empower, Challenge and Drive each other.

Barclays has supported me by providing the equipment, and the training to adapt to working from home.


Working remotely has benefited me in so many ways. While saving money on transportation it has also brought me closer to my loved ones. I have felt a sense of security during these unprecedented times a sense of control of my career and well-being.


For customer support, Barclays expanded the amount of Skype chat rooms for help. We also have team meetings and one on one coaching.


More about working at Barclays