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Date live: Mar. 26, 2024

Business Area: COO & Functions

Area of Expertise: Operations

Reference Code: 90385318

Contract: Permanent

US Dodd Frank Regulatory Reporting Vice President
Whippany, NJ

As a Barclays US Dodd Frank Regulatory Reporting Vice President (VP), you will be accountable for providing risk management and oversight for Barclays Regulatory Reporting submissions for CFTC part 43/45/20, Canada and SEC Security Based Swap Reporting. You will have the opportunity to provide governance on a regular basis over the regulatory operational processes, including ensuring production of the relevant metrics, governance reports and regulator updates.

Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation.  We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home.  We have a structured approach where colleagues work at an onsite location on fixed, ‘anchor’, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business. 

What will you be doing?

•    Serving as a main point of contact for internal and external questions around US Reporting of OTC Derivatives
•    Managing BAU / Production team accountable for monitoring of daily reporting activity
•    Accounting for trending and root cause analysis for completeness, accuracy and timeliness of reporting
•    Monitoring and tracking open issues through to resolution through JIRA Management
•    Working cross-asset to implement strategic improvements for reporting
•    Implementing appropriate controls needed to ensure that data meets regulatory requirements and complete RCSA assessments
•    Helping in test regulatory requests and changes, both for new regulations as well as upstream business changes

What we’re looking for:

•    Bachelor’s Degree or equivalent
•    Financial services experience 
•    In depth knowledge of CFTC part 43/45/20, Canada and SEC Security Based Swap Reporting
•    Expertise with DTCC (GTR) for Derivatives Reporting

Skills that will help you in the role:

•    Understanding of regulatory reporting obligations for one or more of the following: CFTC part 43/45/20, Canada and SEC Security Based Swap Reporting (plus five years’ experience) 
•    Working knowledge of US OTC Derivatives Market - Equities, Credit, FX, Rates and Commodities (over five years’ experience)
•    Excellent Excel Skills (Vlookups, Pivots, VBA)
•    Excellent oral and written communication (including presentation skills) in both formal and informal settings

Where will you be working?

Our next-generation workplace in Whippany allows talented, passionate, down-to-earth colleagues to connect daily. With state-of-the-art work facilities and many added features like pool tables, cafés and a gym – it’s a place you can call home. Our office is minutes away from Morristown, known for its rich history and lively modern spirit. With bustling Manhattan easily accessible and a picturesque landscape here on the doorstep, Whippany really does offer the best of both worlds.


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