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Vice President, BX Functions Compliance

Date live: Feb. 14, 2020

Location: Whippany

Reference Code: 90254117

Business Area: COO & Functions

Area of Expertise: Compliance

Contract: Permanent


Job Title: VP, BX Functions Compliance

Location; Whippany, NJ

About Us

Barclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US. Our goal is to become the bank of choice by providing superior services to customers and clients and supporting our stakeholders via a commercially successful business that generates long-term sustainable returns.

About Barclays in the US

Barclays offers corporate and investment banking and credit card services in the US. Our 10,000 US colleagues are located in offices across the country, with headquarters in New York City. In 2017, Barclays announced plans to create a world-class campus in Whippany, New Jersey, for our Technology, Operations and Functional teams in the US. Other principal locations include Delaware, Nevada, Ohio and Maine.

About BX Functions Compliance

BX Functions Compliance in the U.S. provides compliance advice and guidance to the Functions Departments primarily in the areas of Operations, Technology, Finance and Risk, front-to-back coverage for Treasury and regional compliance coverage for Data Privacy and Cybersecurity. The Team partners closely with Business Compliance to deliver sound advice to our stakeholders, regulators and our clients.We conduct compliance training, check and challenge our stakeholders as the second line of defense, conduct periodic testing by way of verification checks, and assist with regulatory exams and responding to regulatory inquiries.

Overall Purpose of role

The overall purpose of this role is for this candidate to build a compliance framework in the US for the Risk Function and the associated transaction cycles.This framework will align to the BX Functions Compliance Strategy and Advisory Target Operating Model.

Your Role (Key Accountabilities)

·Partner with Global Compliance Lead to define Risk coverage in the region in accordance with the BX Functions Compliance Strategy

·Provide real-time guidance to the Risk Function and Transaction Cycles to ensure compliance with applicable rules and regulations 

·Actively monitor regulatory change, and take appropriate action to ensure the Firm complies with new or amended regulations

·Provide guidance regarding the design and implementation of controls to facilitate compliance and mitigate risk. 

·Governance, oversight and participation in Firm wide committees (including New Business & Risk & control Meetings)

·Advise on existing policies and procedures, as well as amending/supplementing/policies and procedures as required

·Providing advice and expertise in responding to regulatory inquiries

·Periodic testing and/or review of processes and controls (Verification Checks)

Basic Qualifications/Skills (Must be quantifiable)

·Bachelors Degree

·10+ years in financial markets and/or regulatory experience

·10+ years of risk experience

Preferred Qualifications/Skills

·Comprehensive analytical and problem solving skills

·Strong written and verbal communications skills

·Team player – one who is able to prioritize in a fast moving, high pressure, constantly changing environment

·Ability to build, develop and maintain solid working relationships throughout various businesses and control functions and departments 

·Comfortable with different technology applications and reporting analysis

·Strong commitment to Barclays values

·Proactive, solutions-oriented and resourceful

·Able to adapt quickly and appropriately in accordance with the constant evolution of the company and industry

·Responsive to client and business needs

·Collaborative and open to the exchange of ideas

·Organized and extremely thorough

Risk and Control Objective

All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Your Application

To be considered for this role, click on the apply button now.

Barclays Values & Diversity

Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager.We are an equal opportunity employer and we are opposed to discrimination on any grounds. It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.


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